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Separation of powers
Executive
Legislature
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Separation of powers is the idea that the powers of a sovereign government should be split between two or more strongly independent entities, preventing any one person or group from gaining too much power.

1 The three-branch theory

The concept of the separation of powers finds its first ancestry in Aristotle, with refinements in the 17th and 18th centuries by, among others, James Harrington and John Locke. The most important work however, is that of Montesquieu. Montesquieu's writings on and criticism of the French monarchy at the time led him to come up with the concept of the separation of powers, invoked by many constitutional writers since, and still in use today. His theories were based on what he saw as the positive elements of the British constitutional structure and how he thought it could be improved. The branches named by Montesquieu are:

2 Case study: The United States

Main article: Separation of powers under the United States Constitution

Famously, the framers of the United States Constitution are said to have taken the best of many concepts including the then-new concept of the separation of powers in drafting the constitution. The concept is also prominent in the state governments of the United States.

In addition to a lack of democratically elected representatives ("no taxation without representation" was a political rallying cry during the American Revolution), as colonies of Britain, the founding fathers felt that the American states had suffered an abuse of the broad power of the monarchy. The British crown could both create laws and enforce them according to its own whims. As a remedy, the American Constitution limits the powers of the federal government through several means, but in particular by dividing up the power of the government among three competing branches of government. Each branch checks the actions of the others and balances their powers in some way. The following table describes the various "checks and balances" in detail.

Branch Constitutional Powers Executive counterbalance Legislative counterbalance Judicial counterbalance
Executive
  • Discretion over when to enforce the law
  • Discretion over how to run government services
  • Sole power to wage war (operational command of the military)
  • Responsibility for negotiating treaties
  • Power to appoint judges, diplomats, executive managers, and executive advisers
  • Power to arrest, detain, and search
  • Civilian and military chains of command constrain low-level executive officials to obey the policies of high-level officials.
  • Power to determine what laws exist
  • Power to write laws to constrain the internal operation of government
  • Power to write laws limiting searches, arrests, and detentions
  • Power to make laws concerning what regulations may be declared by the executive
  • Sole power to declare war
  • Responsibility for ratifying treaties (Senate)
  • Responsibility for confirming executive appointments (Senate)
  • Power to set the budget of the executive
  • Power to impeach and remove executive officers (two-thirds majority)
  • Power to set limits
  • Acts as a neutral mediator when the executive brings criminal or civil enforcement actions, and has the power to stop inappropriate enforcement
  • Issues warrants for searches and arrests
  • May declare actions of the executive to be illegal
  • Determines which laws apply to any given case
Legislative
  • Power to write laws
  • Power to tax, borrow money, and spend money
  • Sole power to declare war
  • Various other powers of the federal government
  • Subpoena power
  • May veto laws (but this may be overridden by a two-thirds majority in both houses)
  • May refuse to enforce certain laws
  • May refuse to spend money allocated for certain purposes
  • Sole power to wage war (operational command of the military)
  • Responsibility for making declarations (for example, declaring a state of emergency) and promulgating lawful regulations and executive orders
  • Executive Privilege (refusal to submit to legislative subpoena)
  • Each house is responsible for policing its own members.
  • May declare laws unconstitutional and unenforceable
  • Determines which laws apply to any given case
Judicial
  • Sole power to interpret the law and apply it to particular disputes
  • Power to determine the disposition of prisoners
  • Appointed for life
  • Power to compel testimony and the production of documents
  • Responsibility to appoint judges
  • Power to grant pardons
  • Sole power to pass Constitutional amendments (by two-thirds majority and with the consent of three-quarters of the states)
  • Power to determine the size and structure of the courts
  • Power to determine the budgets of the courts
  • Responsibility for confirming judicial nominees
  • Sole power to impeach and remove judges
  • Power to determine courts' jurisdiction (except Supreme Court's original jurisdiction)
  • The appeals process enforces uniform policies in a top-down fashion, but gives considerable discretion in individual cases to low-level judges
  • May only rule in cases of an actual dispute brought between actual petitioners
  • Polices its own members


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