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Home > Ocean thermal energy conversion


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Ocean thermal energy conversion is a way to generate electricity using the temperature difference of seawater at different depths. See also renewable energy and heat engine for general additional info.

Nearly all energy produced by humans originates from a cyclic heat engine. A heat engine is placed between a high temperature reservoir and a low temperature reservoir. As heat flows from one to the other, the engine extracts some of the heat in the form of work.

The oceans, which constitute some 70% of the earth's surface area, contain enormous thermal reservoirs that vary in temperature. They are a huge storage unit of the solar input. This, if economically tapped on a large scale, could be a solution to some of the human population's energy problems. The energy extraction potential is one or two orders of magnitude higher than other ocean energy options.

OTEC utilizes the temperature difference that exists between the surface waters heated by the sun and the colder deep (up to 1000 mts) waters to run a heat engine. This source and sink provides a temperature difference of 20°C in ocean areas within 20° of the equator. Such a small temperature difference makes energy extraction difficult and expensive. Hence typically OTEC systems have an overall efficiency of only 1-3%

1 Variation of ocean temperature with depth

The total insolation received by the oceans = (5.457 × 1018 MJ/year) × 0.7 = 1.9 × 1018 MJ/year. (taking an average clearness index of 0.5)

Only some 15% of this energy is absorbed. But this 15% is still huge enough.

We can use Lambert's law to quantify the solar energy absorption by water,

Where, y is the depth of water, I is intensity and μ is the absorption coefficient. Solving the above differential equation,

The absorption coefficicent μ may range from 0.05 m−1 for very clear fresh water to 0.5 m-1 for very salty water.

Since the intensity falls exponentially with depth y, the absorption is concentrated at the top layers. Typically in the tropics the surface temperature values are in excess of 25°C , while 1 km below the temperature is about 10°C. Contrary to the usual cooking pot situation of heat supplied from the bottom surface, the warmer (and hence lighter) waters at the top means that there are no thermal convection currents. Due to the very low temperature gradients, heat transfer by conduction is too low to cause any significant change to the scenario either. So with neither of the major mechanisms of heat transfer operating, the top layers remain hot and the lower layers remain cold. Thus its is like an essentially infinite heat source and an essentially infinite heat sink between a separation of ~1000mts that has been set up naturally for us to run heat engines. This temperature difference varies with latitude and season, with the maximum at the tropical, subtropical and equatorial waters. Hence in general tropics are the best choice for setting up OTEC systems.

2 Types of OTEC systems

OTEC systems can be classified as two types based on the thermodynamic cycle (1) Closed cycle and (2) Open cycle.

2.1 The open/Claude cycle

In this scheme, warm surface water at around 27°C is admitted into an evaporator in which the pressure is maintained at a value slightly below the saturation pressure.


Water entering the evaporator is therefore superheated.

Where hf is enthalpy of water liquid water at the inlet temperature, T1.


This temporarily superheated water undergoes volume boiling as opposed to pool boiling in conventional boilers where the heating surface is in contact. Thus the water partially flashes to steam with a two phase equilibrium prevailing. Suppose that the pressure inside the evaporator is maintained at the saturation pressure of water at T2. This process being iso-enthalpic,

Here, x2 is the fraction of water by mass that has vaporized. The warm water mass flow rate per unit turbine mass flow rate is 1/x2.

The low pressure in the evaporator is maintained by a vacuum pump that also removes the dissolved non condensable gases from the evaporator. The evaporator now contains a mixture of water and steam of very low quality. The steam is separated from the water as saturated vapour. The remaining water is saturated and is discharged back to the ocean in the open cycle. The steam we have extracted in the process is a very low pressure, very high specific volume working fluid. It expands in a special low pressure turbine.

Here, hg corresponds to T2. For an ideal adiabatic reversible turbine,

The above equation corresponds to the temperature at the exhaust of the turbine, T5. x5,s is the mass fraction of vapour at point 5.

The enthalpy at T5 is,

This enthalpy is lower. The adiabatic reversible turbine work = h3-h5,s.

Actual turbine work wT = (h3-h5,s) × polytropic efficiency

The condenser temperature and pressure are lower. Since the turbine exhaust will be discharged back into the ocean anyway, a direct contact condenser is used. Thus the exhaust is mixed with cold water from the deep cold water pipe which results in a near saturated water.That water is now discharged back to the ocean.

h6=hf, at T5. T7 is the temperature of the exhaust mixed with cold sea water, as the vapour content now is negligible,

There are the temperature differences between stages. One between warm surface water and working steam, one between exhaust steam and cooling water and one between cooling water reaching the condenser and deep water. These represent external irreversibilities that reduce the overall temperature difference.

The cold water flow rate per unit turbine mass flow rate,

Turbine mass flow rate,

Warm water mass flow rate,

Cold water mass flow rate



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